Securities Mosaic at FINRA in Washington, D.C. this week
The annual conference of the Financial Industry Regulatory Authority (FINRA) is being held May 27 through 29 – that’s Wednesday through Thursday of this week – in our nation’s capital. Lexis® Securities Mosaic® will be there, so come by Booth #53 for a demo of the product, information on upcoming releases, or just to say hello.
FINRA’s Annual Conference includes nearly 40 sessions designed to help you navigate toward a strong culture of compliance—whether you’re new to your compliance role or a seasoned veteran.
In response to attendee feedback, this year’s Annual Conference builds upon important regulatory updates to provide compliance officers, legal professionals, branch managers and others with the tools to develop and maintain an effective compliance framework.
- Nearly 40 panels and more than 100 speakers
- Networking with industry experts, peers and regulators
- Opportunity to earn CLE, CPE and CRCP continuing education credits
Read more at http://www.finra.org/industry/annual-conference.