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Announcing some important additions to our list of 2011 ADV Part 2 filers

March 23, 2011

Photo by danesparza. Some rights reserved.

We’ve made some important additions to the spreadsheet we’re keeping on 2011 ADV registrations.  As we reported last week, this spreadsheet is accessible from our Form ADV page, and lists all IARD registrations we’ve pulled  that show 2011 submission dates and also have a Part 2 brochure.

The spreadsheet now features two sheets.  The top sheet shows only those registrations that include the SEC as a jurisdiction.  For these records only, we show the date of the Part 2 brochure itself (which is often different from the submission date), and we include a link to that brochure.

The second sheet shows the complete data set as described above.  (See the “Data Details” link to this search page for more information on coverage.)

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