Skip to content

List of 2011 Form ADV Filers Now Available on Investment Adviser Search Page

March 15, 2011

Photo by Elizabeth Roy. Some rights reserved.

Included in the new SEC rules that went into effect on January 1st was a requirement that most investment advisers update their Form ADV registration with the now-mandatory Part 2 Brochure. In response, we at Knowledge Mosaic announced that we had begun compiling a list of those filers who have submitted a Form ADV under the new rules.

This list, which currently contains more than 1,000 entities, can now be found on our Investment Adviser Search page. Remember, this list is not comprehensive, as our data is updated incrementally on a rolling basis from IARD.

No comments yet

Leave a Reply

Fill in your details below or click an icon to log in: Logo

You are commenting using your account. Log Out /  Change )

Google photo

You are commenting using your Google account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s

%d bloggers like this: