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Posts by Karen Lyons
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January 3, 2012
The SEC’s New Mine Safety Disclosure Rules
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December 22, 2011
What Exactly Is an “Accredited Investor”? New SEC Final Rule Amends Definition
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December 15, 2011
The Double-Edged Sword of Analysis
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December 13, 2011
MF Global’s Tone at the Top: Throw the Underlings under the Bus
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December 8, 2011
Private Fund Risk Reporting
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December 5, 2011
McBrilliant
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December 1, 2011
Comment Round-Up: The SEC’s Concept Release on the Use of Derivatives by Mutual Funds
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November 17, 2011
Naming Calls: MF Global’s Comments on the CFTC’s Proposed Amendments to Rule 1.25
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November 10, 2011
First OSHA Final Rule Under Dodd-Frank Amends SOX Whistleblower Provisions
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November 4, 2011
If a $40 Billion Firm Collapses, Has Anything Changed? A Zen Koan for the Dodd-Frank Age
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October 28, 2011
Regulation by Delegation: The SEC’s Proposed Swap Dealer Registration Process
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October 21, 2011
Of Blood Cell Phones and the SEC: The Dodd-Frank Act’s Conflict Minerals Provision
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October 13, 2011
The Ghost of Glass-Steagall – A Halloween Horror Story
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October 7, 2011
A Material Sticking Point: What Constitutes Materiality in the SEC’s ABS Conflicts of Interest Proposal
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September 26, 2011
FDIC Living Wills
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September 15, 2011
With SEC Hobbled, FINRA Poised to Offer Reinforcements
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September 9, 2011
Still Lacking a Horse, the CFTC Proposes a Timetable for Constructing the Cart
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August 26, 2011
Congress Punts and the MSRB Takes a Knee
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August 18, 2011
Suspending an Asset-Backed Securities Issuers’ Duty to File Ongoing Securities Exchange Act Reports
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August 12, 2011
Clearing Member Risk Management
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