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Do Your Fall Associates Know an 8-K from a 10-Q?

September 28, 2015

As a new crop of Fall Associates descends upon the nation’s top law firms, it’s a good time to remind our users that proficiency in SEC filings research bears little relationship to the kind of knowledge tested on the Bar Exam. The practical, nuts-and-bolts skills your Associates need to master are best gained by a direct plunge into what mighFilings research 101t appear to be murky, roiling waters.

Of course, there are ways of accelerating the learning process. First and foremost, we highly recommend you take advantage of the free training that is available to your subscriber base as part of your Lexis Securities Mosaic license.  Did you know that we are in better position than ever to train Fall Associates in person in your firm?  If that’s not a possibility, we’re happy to offer training via webinar.  Reach out to your Securities Mosaic Solutions Consultant representative, or visit our training sign-up page at

Second, we offer a variety of “self-teaching” materials on the Securities Mosaic Resource Center.  For example, check out this three-page PDF on the basics of SEC Filings research.

Register now for today’s webinar on regulatory enforcement

September 15, 2015
Photo from Wikipedia Commons. Some rights reserved. Click image for attribution.

Photo from Wikipedia Commons. Some rights reserved. Click image for attribution.

If you missed last month’s inaugural installment of our series of 30-minute hosted webinars on trending topics in the arena of corporate law, securities, capital markets, finance, and M&A, now’s your chance to make amends.  Later today, Tuesday, September 22 at 1:30 p.m. ET, Lexis Securities Mosaic will host a 30-minute webinar focusing on regulatory enforcement.  Learn how to locate company disclosure of ongoing investigations and agency enforcement and adjudication releases from the SEC, Department of Justice, and other regulators.  Gain insight on trends and track potential “show-stopper” violations. Viewers will learn where within Securities Mosaic they may find various stages of the enforcement and some tips on how to best expedite their searching plus much more. Register Now!

Our Summer 2015 newsletter is here

August 21, 2015

What’s great, new, and on the horizon for Securities Mosaic?  Check out our Summer 2015 newsletter, featuring updates about recent enhancements to our SEC Comment Letters page and Reference Retriever tool, to get up to speed.  You can access a PDF version of the newsletter here.


Register now for a free 30-minute webinar on Securities Mosaic

August 17, 2015

Image from Wikipedia Commons. Click image for attribution.

We are kicking off a series of 30-minute webinars on how to best use Securities Mosaic to follow and act on a particular topic. Today, Thursday, August 20, at 1:30 pm Eastern, we’ll be looking at the recent SEC proposed clawbacks rule.  The rule, affecting most exchange-listed companies, enacts a Dodd-Frank mandate for the recovery of incentive-based compensation to executives that is later discovered to have been overpaid. Find out more about the rule and how you can use Securities Mosaic to stay on top of it.

Sean Coleman of our Solutions Consultants team will be leading the webinar. Registration is free and open, but is required for participation.  Click here to register.

Securities Mosaic and Current Awareness

August 16, 2015

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How can Lexis® Securities Mosaic® keep you on top of things?  Lots of ways.  Not only can you stay ahead of the curve through our Securities News service and our law firm memos, but you can also use Securities Mosaic to track the actual legislation and rulemaking that may affect you and your clients, the administrative guidance that helps you understand how new rules are applied, and the recent disclosure that exemplifies compliance with new obligations and expectations.

Click the links below to read more about how Securities Mosaic can help you in these specific areas.

Securities Mosaic offline this weekend for scheduled maintenance

August 13, 2015

Important notice: Lexis® Securities Mosaic® will temporarily be unavailable this weekend, while we make upgrades to improve our service to you. Our upgrade work will begin on Friday, August 14 at 10:00pm EDT / 7:00pm PDT through Sunday evening, August 16.  We apologize in advance for any inconvenience and appreciate your patience. Thank you.

A new engine under the hood

August 6, 2015

Photo from Wikipedia Commons; some rights reserved. Click image for attribution.

Back in May, we quietly changed the URL for Lexis Securities Mosaic, from to   (In November we had already changed it from to, to coincide with our name change.)  This change was part of a major under-the-hood upgrade we made to our technical infrastructure, which has resulted in a faster, crisper, and more reliable experience for our users.

We had put in place a redirect to automatically route users to the new URL, so most didn’t notice the URL change.  Unfortunately, that redirect was down for a time on Thursday (it’s back up now), causing many of our users to wonder where we had gone.  Securities Mosaic itself actually never went anywhere — but those of you who used our former URLs were unfortunately unable to access the site for a time.  We apologize for that inconvenience.  But it gives us an opportunity to mention that is  our primary and official home.  The redirects will continue to work, but we still recommend you update your bookmarks and intranet sites.


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